Uli Oliver P Mueller

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2005-01-03

NC RA
APPROVED

Since 2005-01-03

Branch Locations

Greensboro, NC • United States

401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Greensboro	NC	09/2005	03/2020
Ameriprise Financial Services, Llc	Greensboro	NC	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Greensboro, NC
03/2020 → Present

Ameriprise Financial Services, Llc

Greensboro, NC

Previous Registrations

1997-03-04 → 2003-02-24

Ameriprise Financial Services, Llc

Fort Myers, FL

Other Businesses

Board of Directors; Gate City Rotary; Chairperson at Gate City Rotary Sunset Club; PO Box 10202, , Greensboro, NC, 27404; Not Investment-Related; 06/23/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-17

S66 Uniform Combined State Law Examination

2004-09-17

Other Names

Uli Oliver Mueller

View on SEC IAPD