James E Fagan

Victory Capital Management Inc.

San Antonio, TX

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Current Employers

Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2014-10-27

MI RA
APPROVED

Since 2014-10-27

Branch Locations

Troy, MI • United States

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Victory Capital Advisers	Greenwood Village	CO	10/2014	Present

10/2014 → Present

Victory Capital Advisers

Greenwood Village, CO

Previous Registrations

2013-06-07 → 2014-10-02

Fisher Investments

Troy, MI

Plano, TX
2006-06-26 → 2007-10-31

Wells Fargo Clearing Services, Llc

Birmingham, MI

Farmington Hills, MI
2002-11-22 → 2006-05-26

Morgan Stanley Dw Inc.

Detroit, MI

Other Businesses

Employee of affiliated registered investment adviser, Victory Capital Management Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-05-15
S63	Uniform Securities Agent State Law Examination	1996-11-29

S65 Uniform Investment Adviser Law Examination

2013-05-15
S63 Uniform Securities Agent State Law Examination

1996-11-29

View on SEC IAPD

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