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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| OH | RA | APPROVED | 2023-01-09 |
Branch Locations
6241 Riverside Dr, Dublin, OH 43017-5068 • United States
Westerville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A&B Advisors | Holy Springs | NC | 02/2011 | 04/2018 |
| Alpha Financial Planning, Inc. | Dublin | OH | 04/2018 | 01/2023 |
| Ameriprise Financial Services | Dublin | OH | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Dublin | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Dublin | OH | 01/2023 | Present |
Business Ownership; Heir Management LLC; Owner and operator; HOLDING COMPANY / DISREGARED ENTITY; 600 River Trace, , Westerville, OH, 43081; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours / Unbiased Media LLC; Co-owner; Company will produce faith-based print and digital media publications and content.; 600 river trace, , WESTERVILLE, OH, 43081; Not Investment-Related; 03/22/2022; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Man on the moon; Man on The Moon, LLC is the entity in which our Primary Advisor uses to pay employees of our franchise their salary, as well as fund business expenses.; Manage advisory business; 6241 Riverside Dr, , DUBLIN, OH, 43017; Investment-Related; 10/31/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 2011-03-28 |
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