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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-04
OH RA APPROVED 2023-01-09
  • TX RA
    APPROVED_RES
    Since 2026-02-04
  • OH RA
    APPROVED
    Since 2023-01-09

Branch Locations

6241 Riverside Dr, Dublin, OH 43017-5068 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A&B Advisors Holy Springs NC 02/2011 04/2018
Alpha Financial Planning, Inc. Dublin OH 04/2018 01/2023
Ameriprise Financial Services Dublin OH 01/2023 01/2023
Ameriprise Financial Services, Llc Dublin OH 03/2020 03/2020
Ameriprise Financial Services, Llc. Dublin OH 01/2023 Present
Previous Registrations
  • 2018-04-24 → 2023-01-10
    Alpha Financial Planning, Inc.
    Dublin, OH
  • 2011-04-04 → 2018-08-02
    A&B Advisors
    Westerville, OH
Other Businesses

Business Ownership; Heir Management LLC; Owner and operator; HOLDING COMPANY / DISREGARED ENTITY; 600 River Trace, , Westerville, OH, 43081; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours / Unbiased Media LLC; Co-owner; Company will produce faith-based print and digital media publications and content.; 600 river trace, , WESTERVILLE, OH, 43081; Not Investment-Related; 03/22/2022; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Man on the moon; Man on The Moon, LLC is the entity in which our Primary Advisor uses to pay employees of our franchise their salary, as well as fund business expenses.; Manage advisory business; 6241 Riverside Dr, , DUBLIN, OH, 43017; Investment-Related; 10/31/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-28
S65 Uniform Investment Adviser Law Examination 2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    2023-06-28
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
Other Names
  • Michael G Hairston

View on SEC IAPD

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