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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
FL RA APPROVED 2020-12-17
TN RA APPROVED 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • FL RA
    APPROVED
    Since 2020-12-17
  • TN RA
    APPROVED
    Since 2019-10-18

Branch Locations

1639 Medical Center Pkwy Ste 305, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Murfreesboro TN 01/2002 Present
Robert W. Baird & Co. Incorporated Murfreesboro TN 10/2019 Present
Previous Registrations
  • 2017-08-15 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Murfreesboro, TN
    Murfreesboro, TN
Other Businesses

1)FAMILY TRUST, INVEST-RELATED, LESS THAN 1 HR/MONTH, LESS THAN 1 HR/MONTH DURING TRADING HRS, DUTIES INCUDE NORMAL BROKERAGE ACCOUNT RESPONSIBILITY. 2)Gusto Wood Fire Grill LLC, not investment-related, 838 Monroe Drive NE Unit 1 Atlanta GA 30308, Start up Restaurant whereas a debt/loan structure that converts into equity ownership at the payoff off the loan, Member, 4/2014, 1 hr/month total with 0 hrs during trading hrs, no dutieS 3) THE H GROUP, FAMILY INVESTMENT PARTNERSHIP USED IN REAL ESTATE, START DATE 01/24/2002, 1 HR/MO, 1 HR/MO TRADING HOURS. 5) SERTINTYONE CORP., INVESTOR ONLY, START 03/24/2017, 1420 DONELSON PIKE STE A20, SMALL INVESTMENT IN A LARGE TECH FIRM BASED IN NASHVILLE, 0 HR/MO, 0 HR/MO TRADING HOURS. 6) IQUITY, 1% INVESTOR, REVOLUNTIONARY TESTING FOR MS AND OTHER AUTO IMMUNE DISEASES, START DATE 04/07/2017, 111 10TH AVE S #100, NASHVILLE, TN 37203, 0 HR/MO, 0 HR/MO TRADING. 7)Name/Address: CTZ Holding Co LLC / 4121 Hillsboro Rd, Nashville, TN 37215 Start Date: 11/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Limited Partner Non Investment Related Name/Address: Realm Direct Investments, LLC 300 James Robertson PKWY Suite 600 Nashville TN 37201 Start Date: 9/29/25 0-1 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-10
S63 Uniform Securities Agent State Law Examination 1997-01-28
  • S65 Uniform Investment Adviser Law Examination
    2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    1997-01-28
Other Names
  • Yaz Hassan

View on SEC IAPD

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