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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| FL | RA | APPROVED | 2020-12-17 |
| TN | RA | APPROVED | 2019-10-18 |
Branch Locations
1639 Medical Center Pkwy Ste 305, Murfreesboro, TN 37129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Murfreesboro | TN | 01/2002 | Present |
| Robert W. Baird & Co. Incorporated | Murfreesboro | TN | 10/2019 | Present |
1)FAMILY TRUST, INVEST-RELATED, LESS THAN 1 HR/MONTH, LESS THAN 1 HR/MONTH DURING TRADING HRS, DUTIES INCUDE NORMAL BROKERAGE ACCOUNT RESPONSIBILITY. 2)Gusto Wood Fire Grill LLC, not investment-related, 838 Monroe Drive NE Unit 1 Atlanta GA 30308, Start up Restaurant whereas a debt/loan structure that converts into equity ownership at the payoff off the loan, Member, 4/2014, 1 hr/month total with 0 hrs during trading hrs, no dutieS 3) THE H GROUP, FAMILY INVESTMENT PARTNERSHIP USED IN REAL ESTATE, START DATE 01/24/2002, 1 HR/MO, 1 HR/MO TRADING HOURS. 5) SERTINTYONE CORP., INVESTOR ONLY, START 03/24/2017, 1420 DONELSON PIKE STE A20, SMALL INVESTMENT IN A LARGE TECH FIRM BASED IN NASHVILLE, 0 HR/MO, 0 HR/MO TRADING HOURS. 6) IQUITY, 1% INVESTOR, REVOLUNTIONARY TESTING FOR MS AND OTHER AUTO IMMUNE DISEASES, START DATE 04/07/2017, 111 10TH AVE S #100, NASHVILLE, TN 37203, 0 HR/MO, 0 HR/MO TRADING. 7)Name/Address: CTZ Holding Co LLC / 4121 Hillsboro Rd, Nashville, TN 37215 Start Date: 11/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Limited Partner Non Investment Related Name/Address: Realm Direct Investments, LLC 300 James Robertson PKWY Suite 600 Nashville TN 37201 Start Date: 9/29/25 0-1 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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