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Wallace Vernon Legg

W. V. Legg Financial Management LLC

Port St Lucie, FL

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Current Employers
W. V. Legg Financial Management Llc

Port St Lucie, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-04
  • FL RA
    APPROVED
    Since 2012-12-04

Branch Locations

Port St Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W.V. Legg Financial Management Llc Port St. Lucie FL 07/2012 Present
  • 07/2012 → Present
    W.V. Legg Financial Management Llc
    Port St. Lucie, FL
Previous Registrations
  • 2009-06-01 → 2012-07-05
    Morgan Stanley
    Vero Beach, FL
  • 2008-10-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Vero Beach, FL
    Stuart, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2008-10-20
Designations

View on SEC IAPD

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