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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-10 |
Branch Locations
9724 Kingston Pike Suite 102, Knoxville, TN 37922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Knoxville | TN | 02/2007 | 07/2025 |
| Lpl Financial Llc | Knoxville | TN | 07/2025 | Present |
1- 07/2025 - Thierry V. Sommer & Assoc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/20/2003 - 5 hours per month/ during trading 2- 02/19/2026 - Knox county School - Politics/ Government - School Board - Not Investment Related - Knoxville, TN - Start Date 02/19/2026 - 12 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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