Katie Ann Umile

Current Employers

Icapital, Llc

62 Plympton Street, Boston, MA 02118 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-04-18
NH	RA	APPROVED	2006-05-02
MA	RA	APPROVED	2003-03-11

TX RA
APPROVED_RES

Since 2007-04-18
NH RA
APPROVED

Since 2006-05-02
MA RA
APPROVED

Since 2003-03-11

Branch Locations

62 Plympton Street, Boston, MA 02118 • United States

One Harbour Place Suite 115, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Icapital, Llc	Boston	MA	08/2002	Present

08/2002 → Present

Icapital, Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-02-27
S63	Uniform Securities Agent State Law Examination	1997-07-15

S65 Uniform Investment Adviser Law Examination

2003-02-27
S63 Uniform Securities Agent State Law Examination

1997-07-15

Other Names

Katie A Umile

View on SEC IAPD

Current Employers

Icapital, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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