Joseph John Borriello

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-12-01
CA	RA	APPROVED	2021-11-18

NV RA
APPROVED

Since 2021-12-01
CA RA
APPROVED

Since 2021-11-18

Branch Locations

Las Vegas, NV • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade Institutional	San Diego	CA	05/2011	11/2021
Lpl Financial Llc	Las Vegas	NV	11/2021	Present

05/2011 → 11/2021

Td Ameritrade Institutional

San Diego, CA
11/2021 → Present

Lpl Financial Llc

Las Vegas, NV

Previous Registrations

2011-06-09 → 2021-11-18

Td Ameritrade, Inc.

San Diego, CA

San Diego, CA

Jersey City, NJ

San Diego, CA

Las Vegas, NV

San Diego, CA

Las Vegas, NV
2005-10-24 → 2010-01-12

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. 12/06/2021 - The Captured Frame LLC - Not Investment Related - Home Based - Other-LLC - Photographer - Start Date: 10/21/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Business Owner/Photographer-Portraits.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-16
S63	Uniform Securities Agent State Law Examination	1999-01-11

S65 Uniform Investment Adviser Law Examination

2001-10-16
S63 Uniform Securities Agent State Law Examination

1999-01-11

Other Names

Joe Borriello
J J Borriello
Joseph John Borriello
Joseph John Borriello

View on SEC IAPD