Best Investors Account Sign in
Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-13
CO RA APPROVED 2016-11-11
  • TX RA
    APPROVED
    Since 2017-01-13
  • CO RA
    APPROVED
    Since 2016-11-11

Branch Locations

Erie, CO • United States

5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Erie CO 07/2003 Present
Western Wealth Management, Llc Erie CO 11/2016 Present
Other Businesses

1. 11/14/2006 - PALADIN WEALTH MANAGEMENT, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/31/2016: Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/09/2016 - 3 Hours Per Month During Securities Trading - Insurance Agent. 3. 11/15/2016: Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/10/16 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/29/2016: No Business Name - Investment Related - 9059 E. Panorama Circle, B117, Centennial, CO 80112 - Real Estate Rental - Started 11/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Renting condo. 5. 07/30/2024 - KGS Holdings, LLC. - Other - Car Rentals - Not Investment Related - DIA Airport - Start Date 04/01/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-10
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    2003-07-10
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25

View on SEC IAPD

More in Erie, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor