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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-13 |
| CO | RA | APPROVED | 2016-11-11 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Erie | CO | 07/2003 | Present |
| Western Wealth Management, Llc | Erie | CO | 11/2016 | Present |
1. 11/14/2006 - PALADIN WEALTH MANAGEMENT, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/31/2016: Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/09/2016 - 3 Hours Per Month During Securities Trading - Insurance Agent. 3. 11/15/2016: Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/10/16 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/29/2016: No Business Name - Investment Related - 9059 E. Panorama Circle, B117, Centennial, CO 80112 - Real Estate Rental - Started 11/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Renting condo. 5. 07/30/2024 - KGS Holdings, LLC. - Other - Car Rentals - Not Investment Related - DIA Airport - Start Date 04/01/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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