Kevin Patrick Porter

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-08-28
TX	RA	APPROVED_RES	2008-05-19
CT	RA	APPROVED	2005-06-13

NC RA
APPROVED

Since 2025-08-28
TX RA
APPROVED_RES

Since 2008-05-19
CT RA
APPROVED

Since 2005-06-13

Branch Locations

Chocowinity, NC • United States

300 Post Road West, Westport, CT 06880 • United States

8 Wright Street, Westport, CT 06880-4701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Finacial Services Inc	Westport	CT	05/2005	Present

05/2005 → Present

Ubs Finacial Services Inc

Westport, CT

Previous Registrations

1997-01-15 → 2005-05-26

Citigroup Global Markets Inc.

Westport, CT

Other Businesses

1) CT Sustainable Business Council / 12 Walnut Hill Road Bethel,CT 06801 / Other/ Other Education & Promotion of sustainable business practices in CT / Promotion of sustainable business practices / Member of Board of Directors / / Helping with budget, participating in strategy meetings / Start Date 4/28/16 501(c)3 / very limited once a month /// 2 )Kevin Porter// New Bern, Craven /NC 28562/ United States/investment property / Real Estate / Proprietor/owner /collect rent/ Start Date 9/30/2020 /// 3) Clinical Research Consulting, on behalf of Pfizer and BioNtech/ Clinical Research Consulting/ 2080 Bridgeport Ave/ Milford/ CT 06460/ United States/ Covid Vaccine study / Health Care & Pharmaceuticals / pharmaceutical research/ I will be given a vaccine or placebo and will report weekly via an app as to my health/study participant/ Receive compensation?: Yes/ Start Date 9/1/2020 /// 4) Estate of J. C. / investment related?: yes/ Fairfield 06824 US?/ As executor I must perform all of the required duties imposed by the court such as creating an inventory of assets, liabilities, paying creditors, etc./ executor of the estate/ all required duties imposed by law/ start date: 5/1/2021/ time redq during working hours? yes /// 5) C. Article II YPT Trust FBO D. M. C. DTD 12-27-22/Investment Related: No/ Nature of Business: managing the portfolio for the beneficiaries and making distributions as needed/Address: Easton/Fairfield County, CT/ Position/Duties: Manage the assets and make distributions when required/ Start Date: 12/16/2022 /// 6) J. C C. Article II YPT Trust FBO A. P. C. DTD 12-27-22/Investment Related: No/ Nature of Business: managing the asset/Address: Easton/Fairfield/ Position/Duties: Manage the portfolio and make distributions over time as required by the beneficiaries/Start Date:12/14/2022. /// 7) R. H. P. Family Trust; Settle estate; Easton, Connecticut 06612; consolidated assets of estate; Start date: 1/21/2022; Investment-related: Yes

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-09
S63	Uniform Securities Agent State Law Examination	1996-11-27

S65 Uniform Investment Adviser Law Examination

1996-12-09
S63 Uniform Securities Agent State Law Examination

1996-11-27

View on SEC IAPD