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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-13
NC RA APPROVED 2022-06-09
  • TX RA
    APPROVED_RES
    Since 2022-06-13
  • NC RA
    APPROVED
    Since 2022-06-09

Branch Locations

1525 West Wt Harris Blvd Bldg 3, 3Rd & 5Th Fls, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 06/2022
Wells Fargo Advisors Financial Network, Llc Charlotte NC 06/2022 Present
Wells Fargo Advisors Llc Charlotte NC 04/2010 11/2016
Previous Registrations
Other Businesses

YOUTUBE/RUMBLE CHANNEL CONTENT CREATOR, NOT INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 1/2/2025, 10 HRS PER MONTH, 0 HRS DURING TRADING, MAKING VIDEOS FOR ENTERTAINMENT PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1997-01-16
  • S65 Uniform Investment Adviser Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1997-01-16

View on SEC IAPD

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