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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-20
  • MI RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

24825 Little Mack Suite 400 [Satellite], St. Clair Shores, MI 48080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grosse Pointe Woods MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Grosse Pointe Woods MI 11/2016 01/2023
Wells Fargo Advisors Financial Network, Llc Grosse Pointe MI 01/2023 Present
Previous Registrations
Other Businesses

PHILLIP BRANCATO SOLE PROPRIETORSHIP; INV RELATED; ST CLAIR SHORES, MI; FINET PRACTICE; 100% OWNERSHIP; START DATE 01/01/2023; 3 HOURS PER MONTH; 3 HOURS DURING TRADING; FINANCIAL ADVISOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-09
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    2001-04-09
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Designations

View on SEC IAPD

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