Mitchell George Rubin

Current Employers

Employment History

• 03/2011 → 06/2025
  Next Financial Group, Inc
  Houston, TX
• 11/2010 → Present
  Prowealthone
  Houston, TX
• 06/2025 → Present
  Hornor, Townsend, & Kent Llc
  Wilmington, DE

Previous Registrations

• 2011-04-13 → 2025-06-23
  Next Financial Group, Inc.
  Houston, TX
  Houston, TX
  Palm Beach, FL
  New York, NY
  Houston, TX
• 1997-10-21 → 2004-08-04
  Equity Services, Inc.
  New York, NY
  New York, NY

Other Businesses

1)INS BROKERAGE | INVESTMENT RELATED: YES | DBA: PROWEALTHONE | POSITION: AGENT | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 05/04/2011 | ACTIVITY: INSURANCE BROKERAGE | HRS PER MTH: 160 | TRADING HRS PER MTH: 120 | DUTIES: INSURANCE SALES & SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2)ACCOUNTING ENTITY | INVESTMENT RELATED: NO | DBA: MITCHELL G RUBIN, INC | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/03/2011 | ACTIVITY: ACCOUNTING ENTITY | HRS PER MTH: 10 | TRADING HRS PER MTH: 5 | DUTIES: THIS IS A PASSTHROUGH ENTITY FOR FINANCIAL & ACCOUNTING PURPOSES. 3)PENSION PLAN ADMINISTRATION | INVESTMENT RELATED: NO | DBA: SELECT PENSION STRATEGIES, INC. | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/01/2014 | ACTIVITY: PENSION PLAN ADMINISTRATION | HRS PER MTH: 10 | TRADING HRS PER MTH: 5 | DUTIES: RESPONSIBLE FOR MANAGING SALES & ADMINISTRATION. WE PROVIDE CONSULTING, DESIGN, ACTUARIAL SERVICES & ADMINISTRATION OF PENSION PLANS. 4)POLITICAL COMMITTEE | INVESTMENT RELATED: NO | DBA: FLORIDIANS FOR A SENSIBLE VOTING RIGHTS POLICY, INC. | POSITION: BOARD OF DIRECTORS | ADD: 400 N ASHLEY DRIVE, SUITE 2600, TAMPA, FL 33602 | START DATE: 06/27/2016 | ACTIVITY: POLITICAL COMMITTEE | HRS PER MTH: 2 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE OVERSIGHT, GUIDANCE & IMPUT ON STRATEGIC INITIATIVES OF THE COMMITTEE. 5)INS BROKERAGE | INVESTMENT RELATED: YES | DBA: BPG BENEFIT FUNDING, LLC | POSITION: AGENT | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 07/19/2017 | ACTIVITY: INSURANCE BROKERAGE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: INSURANCE SALES & SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS . 6)EQUESTRIAN ACTIVITIES | INVESTMENT RELATED: NO | DBA: THE LARA GROUP, INC. | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 12/29/2017 | ACTIVITY: EQUESTRIAN ACTIVITIES | HRS PER MTH: 2 | TRADING HRS PER MTH: 0 | DUTIES: OVERSIGHT, MANAGEMENT, CONTRACT NEGOTIATIONS & ACCOUNTING OF THE GROUP. 7)REAL ESTATE | INVESTMENT RELATED: NO | DBA: RIKER 302, LLC | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/03/2019 | ACTIVITY: REAL ESTATE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: PROPERTY OVERSIGHT, DIRECTION & MANAGEMENT. 8)NON-PROFIT | INVESTMENT RELATED: NO | DBA: SMALL BUSINESS COUNCIL OF AMERICA (SBCA) | POSITION: BOARD OF DIRECTORS | ADD: 2571 CENTERVILLE ROAD, SUITE 401, WILMINGTON, DE 19808 | START DATE: 01/19/2019 | ACTIVITY: NON-PROFIT | HRS PER MTH: 4 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE ANALYSIS & INPUT ON TAX LEGISLATION THAT AFFECTS SMALL BUSINESS. 9)NON-PROFIT | INVESTMENT RELATED: NO | DBA: METROPOLITAN EQUESTRIAN TEAM, INC | POSITION: BOARD OF DIRECTORS | ADD: 81 PROSPECT ST, BROOKLYN, NY 11201 | START DATE: 01/01/2021 | ACTIVITY: NON-PROFIT | HRS PER MTH: 6 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE INPUT & GUIDANCE ON EXPANSION PLANS. 10)REAL ESTATE | INVESTMENT RELATED: NO | DBA: RIKER 329 WPBI, LLC | POSITION: OWNER | ADD: 211757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 12/01/2022 | ACTIVITY: REAL ESTATE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: MANAGEMENT & MAINTENANCE COORDINATION OF RENTAL PROPERTY. 11)THE GROUP, INC | POSITION: DIRECTOR | NATURE: TAX AND EMPLOYEE BENEFITS STUDY GROUP | INVESTMENT RELATED: NO | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 2 | START DATE: 01/01/2026 | ADDRESS: 1040 SCLIPF RD., SUITE #7, KATY TX 77493 | DESCRIPTION: BOARD MEMBER, PROVIDING INPUT AND GUIDANCE ON STUDY TOPICS AND MEETING LOCATIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-29
• S63 Uniform Securities Agent State Law Examination
  1998-08-04

Designations