Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-17 |
Branch Locations
156 Kings Highway North, 1St Floor, Westport, CT 06880 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 11/1995 | 02/2022 |
| Bank Of America, Na | Stamford | CT | 09/2009 | 02/2022 |
| Aegis Capital Corp | Westport | CT | 03/2022 | Present |
Costal Private Wealth, 142 Southport Terr Southport, CT 06890; Not investment related; entity established for tax purposes, 1099 income; Principal, 1099 pass thru income generated from Aegis Capital Corp; Start date: 06-10-2022; 1-2 hours devoted per month, 1-2 hours per month during securities trading hours. ACC AGENCY, INC. 1305 WALT WHITMAN RD., STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; INSURANCE GENERAL AGENCY, PRODUCER/AGENT; START DATE: 08/07/2025; 5-10 HOURS PER MONTH DEDICATED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-02 |
Reach out to this advisor