Aaron G Henry

Current Employers

Employment History

• 08/2022 → 08/2023
  Wells Fargo Clearing Services
  Beverly Hills, CA
• 08/2021 → 08/2022
  Arden Trust Company
  Los Angeles, CA
• 03/2016 → 08/2021
  Union Bank
  Los Angeles, CA
• 08/2022 → 08/2023
  Wells Fargo Bank
  Beverly Hills, CA
• 10/2023 → Present
  Bmo
  Los Angeles, CA
• 03/2024 → Present
  Lpl Financial
  Los Angeles, CA

Previous Registrations

• 2022-09-22 → 2023-09-22
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  St. Louis, MO
• 2005-03-02 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA
• 2003-12-09 → 2005-01-28
  Strategic Advisers Llc
  Los Angeles, CA
• 2002-09-09 → 2003-08-21
  Lpl Financial Llc
  Pasadena, CA
• 2001-02-20 → 2003-06-02
  Householder Group, Estate & Retirement Specialists
  Encino, CA

Other Businesses

1- 03/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2024 / BMO / Financial Institution Duty / Investment Related / Start date: 10/26/2023 3- 03/2024 / 1258 Rolland Curtins Dr & 2023 78th Street / Real Estate Rental / Investment Related / 10 hrs mth / Start date: 09/18/2019

Exams

• S66 Uniform Combined State Law Examination
  2023-05-27
• S65 Uniform Investment Adviser Law Examination
  2000-01-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-24

Other Names

• Aaron Gene Henry
• Aaron Gene Henry
• Aaron G Henry
• Aaron G Henry