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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Lake Forest, Ca, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Costa Mesa CA 05/2007 Present
Previous Registrations
  • 2006-11-01 → 2007-05-29
    Citicorp Investment Services
    Costa Mesa, CA
    Costa Mesa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-18
S63 Uniform Securities Agent State Law Examination 1996-11-13
  • S66 Uniform Combined State Law Examination
    2006-08-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-13

View on SEC IAPD

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