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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
2 Summit Park Dr Suite 215, Independence, OH 44131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Corporation | Mayfield Hts | OH | 09/1996 | 04/2020 |
| Prudential Insurance Co Of America | Mayfield Hts | OH | 12/1996 | 04/2020 |
| The Prudential Insurance Company Of America | Chagrin Falls | OH | 06/2020 | Present |
| Pruco Securities, Llc | Chagrin Falls | OH | 06/2020 | 11/2024 |
| Lpl Enterprise, Llc | Uniontown | OH | 11/2024 | Present |
1) 04/17/2025-S and P Leasing-Real Estate Rental-Partner-Inv related-At Vermilion, OH-Start date 06/01/2025-5hrs/mth-0hrs/mth during trading 2) 03/26/2025-Scott Allen Vollrath-Property and Casualty-Agent-Inv related-At Independence, OH-Start date 01/01/1997-0hrs/mth-0hrs/mth durning trading 3) 02/23/2026-Nickmax1 Investments-owner-Business Owner-Inv related-At Chagrin Falls, OH-Start date 02/23/2026-5hrs/mth-0hrs/mth during trading 4) 02/23/2026-Nickmax1 investments-Owner-Real Estate Rental-Inv related-At Aurora, OH-Start date 03/09/2026-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-11 |
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