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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-28 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
150 California St 12Th Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments, Inc. | Woodside | CA | 01/2004 | 05/2018 |
| City National Rochdale | San Francisco | CA | 05/2018 | 04/2022 |
| City National Securities, Inc | San Francisco | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-07 |
| S65 | Uniform Investment Adviser Law Examination | 2004-07-30 |
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