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Michael John Dunleavy

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-29
  • NJ RA
    APPROVED
    Since 2023-09-29

Branch Locations

51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2016 01/2023
Santander Securities, Llc Dorchester MA 01/2016 01/2023
Santander Securities, Llc Dorchester MA 01/2023 09/2023
Wells Fargo Clearing Services, Llc. Summit NJ 09/2023 Present
Previous Registrations
  • 2016-01-21 → 2023-10-13
    Santander Securities Llc
    Perth Amboy, NJ
    Perth Amboy, NJ
    Edison, NJ
    Short Hills, NJ
    Edison, NJ
    Perth Amboy, NJ
    Parlin, NJ
    Somerville, NJ
    Scotch Plains, NJ
    East Brunswick, NJ
    Edison, NJ
    Woodbridge, NJ
    Perth Amboy, NJ
    Perth Amboy, NJ
    Perth Amboy, NJ
    East Brunswick, NJ
    Edison, NJ
    Woodbridge, NJ
    Somerville, NJ
    Woodbridge, NJ
    East Brunswick, NJ
    Woodbridge, NJ
    Somerville, NJ
    East Brunswick, NJ
    Old Bridge, NJ
    East Brunswick, NJ
    Conshohocken, PA
    East Brunswick, NJ
    Freehold, NJ
    Freehold, NJ
    Scotch Plains, NJ
    Cherry Hill, NJ
  • 2015-10-13 → 2016-01-06
    Invest Financial Corporation
    Denville, NJ
    Clifton, NJ
    Morris Plains, NJ
    Succasunna, NJ
    Appleton, WI
    Madison, NJ
    Clifton, NJ
    Succasunna, NJ
  • 2011-07-28 → 2015-10-15
    Essex National Securities, Llc
    Succasunna, NJ
    South Orange, NJ
    Napa, CA
  • 2008-12-12 → 2011-07-27
    Pnc Wealth Management Llc
    Hackensack, NJ
    Wyckoff, NJ
    Emerson, NJ
    Ridgewood, NJ
    Northvale, NJ
    Emerson, NJ
    Emerson, NJ
    Westwood, NJ
    Westwood, NJ
  • 2008-05-27 → 2009-02-02
    Lpl Financial Llc
    Hoboken, NJ
    Jersey City, NJ
    North Arlington, NJ
    Jersey City, NJ
    Long Branch, NJ
    Secaucus, NJ
    North Arlington, NJ
  • 2006-09-11 → 2008-05-27
    Ifmg Securities, Inc.
    Hoboken, NJ
    Long Branch, NJ
    Jersey City, NJ
    Secaucus, NJ
    North Arlington, NJ
    North Arlington, NJ
    Jersey City, NJ
    Hoboken, NJ
    Jersey City, NJ
    North Arlington, NJ
    North Arlington, NJ
    Secaucus, NJ
  • 2006-08-23 → 2006-09-07
    Wells Fargo Clearing Services, Llc
    Ringwood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-19
S63 Uniform Securities Agent State Law Examination 1997-07-21
  • S65 Uniform Investment Adviser Law Examination
    2006-08-19
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21
Other Names
  • Michael John Dunleavy

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC
DORCHESTER ADVISORS LLC
ESTEE ADVISORS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

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DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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