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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
711 W Indiana Ave Suite 101, Spokane, WA 99205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Spokane | WA | 06/1998 | 06/2024 |
| Securities America Advisors, Inc. | Spokane | WA | 05/2000 | 06/2024 |
| John K. Babin | Spokane | WA | 11/1996 | Present |
| Osaic Wealth, Inc. | Spokane | WA | 06/2024 | Present |
1. JOHN K BABIN POSITION: Owner Agent NATURE: JOHN BABIN- INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE: 6/1998 -LOCATED AT: 711 W INDIANA AVE SUITE 101 SPOKANE, WA 99205 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1998 ADDRESS: 711 W Indiana, Suite 101, Spokane WA 99205 DESCRIPTION: Basic Insurance sales as per client needs 2. US LACROSSE POSITION: Referee/Official NATURE: US Lacrosse Sanctioned Official for Junior High, Junior Varsity and Varsity Lacrosse games. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2020 ADDRESS: 2 Loveton Circle, Sparks MD 21152 DESCRIPTION: Certified US Lacrosse Boys/Mens official 3. HEADSMAN RECORDS, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 1511 W 13th Ave, Spokane WA 99204, United States DESCRIPTION: Assisting with Artist Development and coordination of Booking Performances and Tour Dates for Musicians.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-29 |
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