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Daniel Olin Jennings

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
CA RA APPROVED 2023-11-22
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Century City CA 06/2011 04/2021
First Republic Securities Company, Llc Los Angeles CA 04/2021 10/2023
First Republic Investment Management, Inc. Los Angeles CA 04/2021 09/2023
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/1996 04/2021
  • 06/2011 → 04/2021
    Bank Of America, N.A.
    Century City, CA
  • 04/2021 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 04/2021 → 09/2023
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 07/1996 → 04/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-12
  • S66 Uniform Combined State Law Examination
    1997-11-12
Other Names
  • Daniel O Jennings
  • Daniel Olin Jennings
  • Dan Jennings

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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