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Brad Nicholas Parpan

Morgan Stanley

Southampton, NY

West Palm Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-12
NY RA APPROVED 2021-06-16
TX RA APPROVED 2016-05-13
  • FL RA
    APPROVED
    Since 2022-05-12
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2016-05-13

Branch Locations

Southampton, NY • United States

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc West Palm Beach FL 05/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2016 Present
  • 05/2016 → Present
    Morgan Stanley Smith Barney Llc
    West Palm Beach, FL
  • 07/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2013-10-15 → 2016-05-24
    Ubs Financial Services Inc.
    Garden City, NY
    Jericho, NY
  • 2002-12-17 → 2004-10-12
    Morgan Stanley Dw Inc.
    Garden City, NY
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-28
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S65 Uniform Investment Adviser Law Examination
    2001-12-28
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20
Designations
Other Names
  • Brad N Parpan

View on SEC IAPD

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