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Sharon Lea Flaspohler

LPl Financial LLC

Tampa, FL

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-07
  • FL RA
    APPROVED
    Since 2017-11-07

Branch Locations

Tampa, FL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 03/2002 10/2017
Lpl Financial Llc Tampa FL 10/2017 Present
  • 03/2002 → 10/2017
    Invest Financial Corp
    Tampa, FL
  • 10/2017 → Present
    Lpl Financial Llc
    Tampa, FL
Previous Registrations
  • 2015-12-18 → 2017-10-09
    Invest Financial Corporation
    Tampa, FL
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-10
S63 Uniform Securities Agent State Law Examination 2001-06-11
  • S65 Uniform Investment Adviser Law Examination
    2015-12-10
  • S63 Uniform Securities Agent State Law Examination
    2001-06-11

View on SEC IAPD

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