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Matthew Diczok

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Summit, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-02
NY RA APPROVED 2021-04-19
TX RA APPROVED 2017-05-17
CT RA APPROVED 2016-09-13
  • NJ RA
    APPROVED
    Since 2022-03-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2017-05-17
  • CT RA
    APPROVED
    Since 2016-09-13

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

1 Deforest Ave Gwim Chief Investment Office (Cio), Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2012 Present
Bank Of America, N.A. New York NY 08/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-02
S63 Uniform Securities Agent State Law Examination 2009-08-14
  • S66 Uniform Combined State Law Examination
    2014-07-02
  • S63 Uniform Securities Agent State Law Examination
    2009-08-14
Other Names
  • Matthew F Diczok
  • Matthew Fisher Diczok
  • Matthew Diczok

View on SEC IAPD

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