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Laura Marie Sweeney

The Mather Group, LLC

Chicago, IL

Plano, TX

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Wealth Investment Advisors Llc Dallas TX 03/2005 08/2021
The Mather Group, Llc Chicago IL 08/2021 Present
  • 03/2005 → 08/2021
    Southern Wealth Investment Advisors Llc
    Dallas, TX
  • 08/2021 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-01
S63 Uniform Securities Agent State Law Examination 1997-07-17
  • S65 Uniform Investment Adviser Law Examination
    2003-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-07-17
Other Names
  • Laura M Sweeney

View on SEC IAPD

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