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Timothy John O'SHei

F L Putnam Investment Management Co.

Amherst, NY

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-15
  • NY RA
    APPROVED
    Since 2025-04-15

Branch Locations

100 Corporate Parkway Suite 308, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Buffalo NY 11/2015 03/2018
Ameriprise Financial Services, Inc. Williamsville NY 03/2018 05/2022
Treloar & Heisel Wealth Management Buffalo NY 05/2022 04/2024
Wcg Wealth Advisors, Llc New Castle PA 06/2022 04/2024
Mai Capital Management, Llc Lancaster NY 04/2024 03/2025
F. L. Putnam Investment Management Company Amherst NY 04/2025 Present
  • 11/2015 → 03/2018
    Financial Engines Advisors L.L.C.
    Buffalo, NY
  • 03/2018 → 05/2022
    Ameriprise Financial Services, Inc.
    Williamsville, NY
  • 05/2022 → 04/2024
    Treloar & Heisel Wealth Management
    Buffalo, NY
  • 06/2022 → 04/2024
    Wcg Wealth Advisors, Llc
    New Castle, PA
  • 04/2024 → 03/2025
    Mai Capital Management, Llc
    Lancaster, NY
  • 04/2025 → Present
    F. L. Putnam Investment Management Company
    Amherst, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-06
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    2017-09-06
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Designations
Other Names
  • Tim O'SHei
  • Timothy John Oshei

View on SEC IAPD

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