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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-25
NV RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • CA RA
    APPROVED
    Since 2024-09-25
  • NV RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

805 Main Street Unit J, Susanville, CA 96130 • United States

Sparks, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Sparks NV 01/2013 06/2024
Securities America Advisors, Inc. Sparks NV 01/2013 06/2024
Osaic Wealth, Inc. Sparks NV 06/2024 Present
  • 01/2013 → 06/2024
    Securities America, Inc.
    Sparks, NV
  • 01/2013 → 06/2024
    Securities America Advisors, Inc.
    Sparks, NV
  • 06/2024 → Present
    Sparks, NV
Previous Registrations
Other Businesses

1. INCOME MAX FINANCIAL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 03/13/2026 ADDRESS: 7566 Evans Brg St, Sparks NV 89441, United States DESCRIPTION: Insurance sales/service for various carriers. DBA for financial services business 2. ADVISORY RESOURCE GROUP INC POSITION: Compliance Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 06/01/2025 ADDRESS: 16427 N. Scottsdale Rd, STE 410, #413, Scottsdale AZ 85254, United States DESCRIPTION: Delegated supervisor of non-registered associates, registered assistants, and financial professionals affiliated with Osaic Wealth Inc. that report to Kurt Jonson OSJ. 3. PACIFIC CAPITAL RESOURCE GROUP, INC POSITION: Compliance Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 06/01/2025 ADDRESS: 16427 N. Scottsdale Rd, Scottsdale AZ 85254, United States DESCRIPTION: Delegated Supervisor of Non-Registered Associates, Registered Assistants, and financial professionals affiliated with Osaic that report to Kurt Jonson OSJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-15
S63 Uniform Securities Agent State Law Examination 1996-11-04
  • S65 Uniform Investment Adviser Law Examination
    2010-04-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-04
Other Names
  • Peter Myron Augustine

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