Wayne Cheng Chou

Diamond Bar, CA

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2016-11-03

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2016-11-03

Branch Locations

Diamond Bar, CA • United States

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Pasadena	CA	10/2016	Present

10/2016 → Present

Morgan Stanley

Pasadena, CA

Previous Registrations

2015-12-02 → 2016-07-11

Hsbc Securities (Usa) Inc.

Walnut, CA
2015-03-24 → 2015-10-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Cucamonga, CA
2003-07-30 → 2006-02-01

Td Ameritrade, Inc.

Monterey Park, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-03
S63	Uniform Securities Agent State Law Examination	1996-10-11

S66 Uniform Combined State Law Examination

2003-07-03
S63 Uniform Securities Agent State Law Examination

1996-10-11

Other Names

Wayne Chou
Wen Cheng Chou

View on SEC IAPD

More in Diamond Bar, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor