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Douglas Maxwell Famigletti

Griffin Asset Management, LLC

New York, NY

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Current Employers
Griffin Asset Management, Llc

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-18
  • NY RA
    APPROVED
    Since 2021-08-18

Branch Locations

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin Asset Management New York NY 01/2004 Present
  • 01/2004 → Present
    Griffin Asset Management
    New York, NY
Other Businesses

STILL DOING SOME ADMINISTRATIVE WORK FOR MY OLD FIRM WHICH I WILL BE STOPPING IN SEPTEMBER. HAS BEEN APPROVED BY GOLDMAN COMPLIANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-18
S65 Uniform Investment Adviser Law Examination 1998-07-29
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18
  • S65 Uniform Investment Adviser Law Examination
    1998-07-29
Designations
Other Names
  • Doug Maxwell Famigleth
  • Doug Maxwell Famigletti
  • D F
  • Doug Maxwell Famigletti

View on SEC IAPD

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