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Heidi Angelique Tickle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Denver, CO

Lakewood, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-17
CO RA APPROVED 2018-10-12
  • TX RA
    APPROVED_RES
    Since 2018-10-17
  • CO RA
    APPROVED
    Since 2018-10-12

Branch Locations

10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States

200 Josephine St, Denver, CO 80206 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 08/2018 Present
Financial Industry Regulatory Authority Denver CO 09/2013 08/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
S65 Uniform Investment Adviser Law Examination 1996-12-02
S63 Uniform Securities Agent State Law Examination 1996-11-21
  • S66 Uniform Combined State Law Examination
    2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    1996-12-02
  • S63 Uniform Securities Agent State Law Examination
    1996-11-21
Other Names
  • Heidi Angelique Tickle
  • Heidi Tickle

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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