Richard Daniel Gregory

Current Employers

Employment History

• 10/2012 → 09/2023
  Lpl Financial Llc
  Huntsville, AL
• 08/2018 → 09/2023
  Oak Tree Financial Services, Llc
  Huntsville, AL
• 09/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2017 → 09/2023
  Oak Tree Financial Services, Llc
  Huntsville, AL

Previous Registrations

• 2018-01-26 → 2023-10-02
  Oak Tree Financial Services, Llc
  Huntsville, AL
• 2016-07-07 → 2017-12-14
  Lpl Financial Llc
  Huntsville, AL
  Huntsville, AL
  Huntsville, AL
• 2012-10-09 → 2016-07-01
  Private Advisor Group, Llc
  Huntsville, AL
  Morristown, NJ
• 2008-03-07 → 2012-09-17
  Wells Fargo Clearing Services, Llc
  Huntsville, AL
• 1999-04-10 → 2008-03-12
  Morgan Keegan & Company, Llc
  Decatur, AL
  Decatur, AL
  Decatur, AL

Other Businesses

1. THE SALVATION ARMY, 100 Austinville Road, SW, Decatur AL 35601, United States, 08/01/2023, Board Member, Volunteer, NIR, 3 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3. MIDTOWN WEALTH PARTNERS, 2109 COUNTRY CLUB ROAD, SE, DECATUR AL 35601, 10/2023, USING A TRADE NAME/DBA, INV REL, 200 HR/MO - 130 HR/MO TRADING 4. YOUNG LIFE COMMITTEE, East Moulton Street, DECATUR AL 35601, 07/18/2024, Committee Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 5. NAIFA, P.O. Box 43067, Birmingham AL 35243, United States, 04/01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 3 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-01

Other Names

• Richard Daniel Gregory
• Richie Gregory
• Richard Daniel Gregory