Arthur Lee Scott

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-02-10

TX RA
APPROVED

Since 2006-02-10

Branch Locations

800 North Shoreline Blvd. Suite 160 North Tower, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Corpus Christi	TX	02/2006	Present

02/2006 → Present

Ubs Financial Services Inc.

Corpus Christi, TX

Previous Registrations

1996-11-20 → 2006-02-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Corpus Christi, TX

Corpus Christi, TX

Other Businesses

1) Nueces Master Gardeners/ 710 E. Main, Suite 1, Robstown, TX/ Member of a committee with management / supervisor functions/ Help establish a Investment Charter and Investment Policy Statement/ start date: 9/3/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-25
S63	Uniform Securities Agent State Law Examination	1996-11-18

S65 Uniform Investment Adviser Law Examination

1996-11-25
S63 Uniform Securities Agent State Law Examination

1996-11-18

Designations

Other Names

Arthur L Scott

View on SEC IAPD