Michael Stewart Cook

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-12
MI	RA	APPROVED	2010-09-17
TX	RA	APPROVED_RES	1999-01-20

FL RA
APPROVED

Since 2021-11-12
MI RA
APPROVED

Since 2010-09-17
TX RA
APPROVED_RES

Since 1999-01-20

Branch Locations

Sanibel, FL • United States

13250 University Center Blvd, Fort Myers, FL 33907 • United States

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bloomfield Hills	MI	09/1996	Present
Bank Of America, Na	Bloomfield Hills	MI	09/2009	Present

09/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
09/2009 → Present

Bank Of America, Na

Bloomfield Hills, MI

Other Businesses

I*2210277, Entity Type: Not for profit, Name of OBA: Shell Harbor Property Owners Association, Address: Sanibel FL 33957 Investment Related: N, Position, Title, Association: board member, Employee State Date: 03/13/2025 , No Hours: 10 monthly, No Hours during Trading: 0 , Duties: Homeowners Association board member.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-20
S63	Uniform Securities Agent State Law Examination	1996-11-22

S65 Uniform Investment Adviser Law Examination

1996-12-20
S63 Uniform Securities Agent State Law Examination

1996-11-22

Other Names

Michael S Cook

View on SEC IAPD