Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-06-09 |
| PA | RA | APPROVED | 2025-02-24 |
| CO | RA | APPROVED | 2025-02-12 |
| NH | RA | APPROVED | 2025-02-07 |
| AZ | RA | APPROVED | 2025-01-22 |
| SC | RA | APPROVED | 2025-01-08 |
| GA | RA | APPROVED | 2025-01-07 |
| ME | RA | APPROVED | 2025-01-06 |
| MD | RA | APPROVED | 2025-01-06 |
| CT | RA | APPROVED | 2025-01-03 |
| VA | RA | APPROVED | 2025-01-02 |
| MA | RA | APPROVED | 2024-11-13 |
| FL | RA | APPROVED | 2024-11-06 |
| RI | RA | APPROVED | 2024-11-06 |
Branch Locations
401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Cranston | RI | 06/2008 | 10/2016 |
| Ameriprise Financial Services, Inc. | Providence | RI | 10/2016 | 07/2021 |
| Securian Financial Services Inc | St Paul | MN | 07/2021 | 08/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 07/2021 | 08/2022 |
| Securian Advisors Of New England | Braintree | MA | 07/2021 | 08/2022 |
| Sagepoint Financial, Inc. | Braintree | MA | 08/2022 | 09/2023 |
| Osaic Wealth, Inc. | Cranston | RI | 09/2023 | 10/2024 |
| Guardian Life Insurance Company | Cranston | RI | 10/2024 | 06/2026 |
| Park Avenue Securities | Cranston | RI | 10/2024 | 06/2026 |
| Guardian Life Insurance Company | Riverside | RI | 06/2026 | Present |
| Park Avenue Securities | Riverside | RI | 06/2026 | Present |
1. UpHill Productions, LLC, Start Date: 10/02/2017, Address: 84 Enfield Street, Pawtucket , RI 02861, 4 total hours per month; 0 during normal securities trading hours, Not Investment Related, less Than 10% Annual Compensation, 2. Insurance Other Than Guardian, Start Date: 1/1/2024, Address: 2000 Chapel View Blvd., Ste. 215, Cranston, RI 02920, 2 total hours per month; 2 during normal securities trading hours, Investment Related, Less Than 10% Annual Compensation, 3. POA/Trustee for Wife, Start Date: 6/1/2024, Address: 84 Enfield Street, Pawtucket, RI 02861, 1 total hours per month; 1 during normal securities trading hours, Not Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
Reach out to this advisor