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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-11-04 |
| TX | RA | APPROVED_RES | 2015-11-04 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
Wilmette, IL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chicago | IL | 01/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 11/2015 | Present |
I*: 2667309 Entity Type: For Profit Name of OBA: Third Coast Watermen LLC Address: Wilmette, IL 60091 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/28/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: Third Coast Watermen LLC is an LLC setup with myself and my three sons for the primary purpose of allowing them to share their knowledge of sailing and fishing with the world. There will be an element to provide fishing guide service to first responders and military veterans suffering from PTSD, there will also be a general fishing guide service, sailing guide service as my sons currently instruct others in fishing and sailing. Our focus is to pass the passion of enjoying time on the water to others, especially to those who have served us and continue to serve. My responsibility will be completely passive. I created the LLC, obtained the EIN, my sons will be running it completely on their own but it is owned by all four of us.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-27 |
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