Best Investors Account Sign in

Michael Anthony Vincent

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-10-29
  • NJ RA
    APPROVED
    Since 2003-10-29

Branch Locations

51 Jfk Pkwy 4Th Fl [Ji-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-30
S63 Uniform Securities Agent State Law Examination 1997-07-26
  • S65 Uniform Investment Adviser Law Examination
    2000-10-30
  • S63 Uniform Securities Agent State Law Examination
    1997-07-26
Other Names
  • Mickey Vincent
  • Mickey Vincent

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC
DORCHESTER ADVISORS LLC
ESTEE ADVISORS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE
KAUSHAL BHUPENDRA MAJMUDAR
Kevin R Walker
Renee OConnor
John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

More in Short Hills, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor