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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
Otsego, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Otsego | MN | 04/2008 | Present |
1. 3/2/2015 - DARIN ROKKE INC - Investment Related - Home Based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 09/12/1999 - 0 Hours Per Month. 2. 9/1/2021 - Rokke Family Farms LLC - Not Investment Related - Home Based and Northern Minnesota - Business Entity For Tax/Investment Purposes Only - Started 05/13/2020 - 1 Hour Per Month/0 Hours During Securities Trading - 25% owner of a family LLC that owns some farm land in northern Minnesota.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
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