Best Investors Account Sign in
Inactive

Robert Stephen Smrekar

Berger Financial Group

Plymouth, MN

Claim This Profile
Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-04
CA RA APPROVED 2020-07-31
TX RA APPROVED_RES 2020-07-31
  • MN RA
    APPROVED
    Since 2020-08-04
  • CA RA
    APPROVED
    Since 2020-07-31
  • TX RA
    APPROVED_RES
    Since 2020-07-31

Branch Locations

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2016 07/2020
Berger Financial Group Plymouth MN 07/2020 Present
Previous Registrations
Other Businesses

1. ADVISORNET INSURANCE, 701 4TH AVE SOUTH #1500, MINNEAPOLIS, MN, 01/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-10/TRADING. 2. IFC National Marketing, 3495 Northdale Blvd NW, Suite 240, Coon Rapids, MN 55448, Insurance brokerage, Sale of insurance products to Berger Financial clients, approximately 10 hours a month total, 5 hours a month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-20
S63 Uniform Securities Agent State Law Examination 1996-10-03
  • S65 Uniform Investment Adviser Law Examination
    2006-11-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-03
Designations

View on SEC IAPD

More in Plymouth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor