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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-18 |
| TX | RA | APPROVED | 2022-03-17 |
Branch Locations
61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 06/2009 | 10/2018 |
| Winslow, Evans & Crocker, Inc. | Boston | MA | 10/2018 | 03/2021 |
| National Securities Corporation | Paramus | NJ | 03/2021 | 03/2022 |
| National Asset Management | Paramus | NJ | 03/2021 | 03/2022 |
| Morgan Stanley | Paramus | NJ | 03/2022 | Present |
(1) RODAN AND FIELDS, INDEPENDENT CONTRACTOR,DIRECT SALES OF DERMATOLOGY PRODUCTS;AS OF 07/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 5, NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-10 |
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