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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-19
  • TX RA
    APPROVED
    Since 2026-07-19

Branch Locations

4444 Westheimer Road, Suite G500, Houston , TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houstont TX 06/2015 Present
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 06/2026
Usca Ria Llc Houston TX 06/2015 06/2021
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Other Businesses

1) GENERATION PARK MANAGEMENT DISTRICT, 1021 MAIN STE 1400 HOUSTON,TX 77002, OTHER/ REAL ESTATE/DEVELOPMENT OF BUSINESS DISTRICT LAND DEVELOPMENT/MEMBER OF BOARD OF DIRECTORS/ADVISE OVER DISTRICT DEVELOPMENT ISSUES. START DATE 08/19/2013, DEVOTE 2 HOURS PER MONTH, DEVOTE 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS, LUNCH MEETING MONTHLY. 2) BC25 Partners LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 3) BC25 Partners II LLC; Investment-related; Houston, TX; Limited partner; 2015; 0 hours/month; 0 hours during trading hours 2) RUSHING PRODUCTIONS/ACTOR, NOT INVESTMENT-RELATED, 6219 PIPING ROCK, HOUSTON, TX 77057, OWNER/PARTICIPANT, START DATE 07/2016, DEVOTE 15 HOURS PER MONTH, DEVOTE 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 3) Mr. Rushing is a Portfolio Manager of the USCA Shield Fund, a registered open end mutual fund of affiliated RIA USCA Asset Management LLC. 4) NEAL HAMIL AGENCY, NOT INVESTMENT-RELATED, 7887 SAN FELIPE, STE. 110, HOUSTON, TX 77063, ACTING/MODEL AGENCY, 01/2019, DEVOTE LESS THAN 1 HOUR PER MONTH, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, ACTING/AUDITIONING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-07
  • S66 Uniform Combined State Law Examination
    2006-10-07
Other Names
  • Davis K Rushing

View on SEC IAPD

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