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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-20
TX RA APPROVED_RES 2015-11-19
  • CA RA
    APPROVED
    Since 2015-11-20
  • TX RA
    APPROVED_RES
    Since 2015-11-19

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 11/2015 Present
Previous Registrations
  • 2008-09-30 → 2015-12-16
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2005-01-01 → 2008-10-03
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Weehawken, NJ
Other Businesses

Young Living Essential Oils / Thanksgiving Point Business Park 3125 Executive Parkway Lehi,UT 84043 / No/ Privately Held / USD / No / No / / Start Date 07/01/2017 / Young Living Essential Oils / Thanksgiving Point Business Park 3125 Executive Parkway Lehi,UT 84043 / No/ Privately Held / USD / No / No / / Start Date 07/01/2017 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-28
S63 Uniform Securities Agent State Law Examination 2000-02-01
  • S66 Uniform Combined State Law Examination
    2004-12-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-01
Other Names
  • Aileen Juhyeon So
  • Aileen Juhyeon So

View on SEC IAPD

Other Firms

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