Carmel Lei York

Current Employers

Clym Llc

Marina, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-06
CA	RA	APPROVED	2022-03-15

TX RA
APPROVED_RES

Since 2025-10-06
CA RA
APPROVED

Since 2022-03-15

Branch Locations

Marina, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Clym Llc	Marina	CA	11/2021	Present
Optifunder Llc	St Louis	MO	02/2021	Present
Student	Marina	CA	10/2019	01/2021
Western Alliance Bank	Phoenix	AZ	10/2018	09/2019
Student	Marina	CA	01/2018	09/2018
Nattymac/Stonegate Mortgage/Homepoint Mortgage	St. Petersburg	FL	06/2013	12/2017

11/2021 → Present

Clym Llc

Marina, CA
02/2021 → Present

Optifunder Llc

St Louis, MO
10/2019 → 01/2021

Student

Marina, CA
10/2018 → 09/2019

Western Alliance Bank

Phoenix, AZ
01/2018 → 09/2018

Student

Marina, CA
06/2013 → 12/2017

Nattymac/Stonegate Mortgage/Homepoint Mortgage

St. Petersburg, FL

Other Businesses

Optifunder LLC is not investment-related. The address is 1807 Park 270 Drive, Suite 420, Maryland Heights, MO 63146. OptiFunder is a subscription software that automates mortgage company operations. I am the VP of Sales. I started in January 2021. I dedicate 35 hours per week, with 50% of the time during trading hours. I perform normal sales functions.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-22

S65 Uniform Investment Adviser Law Examination

2020-10-22