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Paul Gerard Vandenheuvel

Ubs Financial Services Inc.

Evanston, IL

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
IL RA APPROVED 2016-02-16
  • TX RA
    APPROVED
    Since 2025-11-17
  • IL RA
    APPROVED
    Since 2016-02-16

Branch Locations

Evanston, IL • United States

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 02/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-03-08
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
    Chicago, IL
  • 1998-06-13 → 2003-01-17
    Pershing Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-14
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S65 Uniform Investment Adviser Law Examination
    1996-11-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06

View on SEC IAPD

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