Best Investors Account Sign in

Gregg Brian Arum

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-04-04
  • NJ RA
    APPROVED
    Since 2006-04-04

Branch Locations

New York, NY • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 11/2004 Present
Ubs Securities Llc Stamford CT 01/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-17
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S65 Uniform Investment Adviser Law Examination
    1998-11-17
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor