William F. Flanigan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2018-12-12
TX	RA	APPROVED_RES	2018-11-01

DC RA
APPROVED

Since 2018-12-12
TX RA
APPROVED_RES

Since 2018-11-01

Branch Locations

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bethesda	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bethesda	MD	11/2016	10/2018
Lpl Financial Llc	Washington	DC	10/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bethesda, MD
11/2016 → 10/2018

Wells Fargo Clearing Services, Llc

Bethesda, MD
10/2018 → Present

Lpl Financial Llc

Washington, DC

Previous Registrations

2007-11-16 → 2018-11-01

Wells Fargo Clearing Services, Llc

Bethesda, MD
2001-04-02 → 2007-11-28

Ubs Financial Services Inc.

Bethesda, MD

Bethesda, MD

Other Businesses

1. 06/20/2019 - DBA: Flanigan Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/12/2019 - 160 Hours Per Month/6 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-06-29
S65	Uniform Investment Adviser Law Examination	1998-06-29

S63 Uniform Securities Agent State Law Examination

1998-06-29
S65 Uniform Investment Adviser Law Examination

1998-06-29

Other Names

Bill Flanigan
William Francis Flanigan

View on SEC IAPD