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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-02-20 |
| WA | RA | APPROVED | 2020-02-18 |
Branch Locations
201 Ne Park Plaza Drive Suite 225, Vancouver, WA 98684 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deawm Distributors Inc | Chicago | IL | 08/2014 | 07/2018 |
| Ameriprise Financial Services, Inc. | Portland | OR | 09/2018 | 12/2019 |
| Mutual Securities, Inc. | Camarillo | CA | 02/2020 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 02/2020 | Present |
1. Midwest Supply of MN, Start Date: 05/01/2017, 2857 Hedberg Dr., Hopkins, MN 55305, Wholesale distribution of stainless steel fasteners, Owner/CEO, CEO/Owner duties, calculating financials inventory, Not Investment Related, 5 hours per month, 0 hours per day during trading hours. 2. N & G Properties, Start Date: 10/01/2008, 8367 Thomas Ct. N., Brooklyn Park, MN 55444, LLC, Real Estate Rentals and Ownership, Owner, Decision making on property purchases and sales, Not Investment Related, 5 hours per month, 0 hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-11 |
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