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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
In-Home Supportive Services Los Angeles CA 06/2022 Present
  • 01/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2022 → Present
    In-Home Supportive Services
    Los Angeles, CA
Previous Registrations
  • 2012-07-11 → 2013-12-02
    Gbs Financial Corp.
    Marina Del Rey, CA
    Pasadena, CA
    Ventura, CA
    Pasadena, CA
  • 2010-06-01 → 2012-03-16
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2004-06-16 → 2006-07-18
    Los Angeles, CA
    Los Angeles, CA
  • 2000-06-29 → 2003-07-30
    Beverly Hills, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/14 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND ANNUITIES 2. NAME OF OTHER BUSINESS: SGH & ASSOCIATES INVESTMENT RELATED: NO ADDRESS: 13376 WASHINGTON BLVD MARINA DEL REY CA 90292 NATURE OF BUSINESS: RENTALS START DATE: 1997 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER OF RENTAL PROPERTIES 3. NAME OF OTHER BUSINESS: GYNETECH INC. INVESTMENT RELATED: NO ADDRESS: 4333 ADMIRALTY WAY 100 MARINA DEL REY CA 90292 NATURE OF BUSINESS: DISPOSABLE MEDICAL EQUIPMENT START DATE: 2010 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OWNER 4. NAME OF OTHER BUSINESS: ALADDIN MEDIA GROUP INVESTMENT RELATED: NO ADDRESS: 4333 ADMIRALTY WAY 100 MARINA DEL REY CA 90292 NATURE OF BUSINESS: FILM DISTRIBUTION START DATE: 2007 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PARTNER; 5. NAME OF OTHER BUSINESS: IN-HOME SUPPORTIVE SERVICES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SUPPORTIVE SERVICES, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: CAREGIVER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE IN-HOME SERVICES; 6. NAME OF OTHER BUSINESS: RAMADANCO LI A'ALI ALBIHAR; INVESTMENT RELATED: NO; ADDRESS: 4337 MARINA CITY 337E, MARINA DEL REY, CA 90292; NATURE OF BUSINESS: REAL ESTATE; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE PERSONAL PROPERTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-13
S63 Uniform Securities Agent State Law Examination 1996-12-06
  • S65 Uniform Investment Adviser Law Examination
    1998-04-13
  • S63 Uniform Securities Agent State Law Examination
    1996-12-06

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