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David William Draper

LPl Financial LLC

Lewes, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
MD RA APPROVED 2021-07-21
NJ RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • DE RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • MD RA
    APPROVED
    Since 2021-07-21
  • NJ RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

Lewes, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W&R Insurance Agencies Wilmington DE 08/2012 07/2021
Waddell & Reed, Inc Lewes DE 08/2012 07/2021
Lewes Crossing Property Owners Association Lewes DE 03/2019 10/2020
Lpl Financial Llc Lewes DE 07/2021 Present
  • 08/2012 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Wilmington, DE
  • 08/2012 → 07/2021
    Waddell & Reed, Inc
    Lewes, DE
  • 03/2019 → 10/2020
    Lewes Crossing Property Owners Association
    Lewes, DE
  • 07/2021 → Present
    Lpl Financial Llc
    Lewes, DE
Previous Registrations
  • 2012-08-20 → 2021-07-21
    Waddell & Reed
    Wilmington, DE
    Wyomissing, PA
    Charleroi, PA
    Lewes, DE
  • 2009-11-20 → 2012-08-23
    New England Securities
    Montchanin, DE
    Montchanin, DE
    Montchanin, DE
    Newtown Square, PA
    Wilmington, DE
Other Businesses

10/2021 - Non-Variable Insurance - David Draper - Investment Related - Lewes, DE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-22
S63 Uniform Securities Agent State Law Examination 1996-12-03
  • S65 Uniform Investment Adviser Law Examination
    2009-10-22
  • S63 Uniform Securities Agent State Law Examination
    1996-12-03

View on SEC IAPD

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