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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St Paul MN 11/2015 06/2019
Minnesota Life Insurance Co St Paul MN 11/2015 06/2019
Allied Wealth Partners Parsippany NJ 11/2015 06/2019
Prudential Insurance Company Of America Basking Ridge NJ 08/2019 Present
Pruco Securities, Llc. Basking Ridge NJ 08/2019 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 11/2015 → 06/2019
    Securian Financial Services
    St Paul, MN
  • 11/2015 → 06/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2015 → 06/2019
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2019 → Present
    Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 08/2019 → 11/2024
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2019-08-21 → 2024-11-14
    East Hanover, NJ
    Basking Ridge, NJ
    East Hanover, NJ
  • 2016-02-25 → 2019-06-06
    Securian Financial Services, Inc.
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
S63 Uniform Securities Agent State Law Examination 1999-10-25
  • S66 Uniform Combined State Law Examination
    2015-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-10-25
Other Names
  • Kang Suk Lee

View on SEC IAPD

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