Best Investors Account Sign in

Steven M Schneider

Raymond James & Associates, Inc.

Greenwich, CT

Bellmore, NY

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
CT RA APPROVED 2016-09-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2016-09-06

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Bellmore, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenwich CT 09/2016 Present
Deutsche Banc Alex.BRown Inc New York NY 12/2001 09/2016
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-22
S63 Uniform Securities Agent State Law Examination 2002-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-03-22
  • S63 Uniform Securities Agent State Law Examination
    2002-03-23

View on SEC IAPD

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor